ITG » Regulatory Comment Letters

Finra Rule 5210 Indications of Interest

ITG — Thu, 20 Oct 2011 09:40:50 +0000

IOSCO Consultation August 2011

ITG — Fri, 12 Aug 2011 09:40:13 +0000

Limit Up/Down Comment Letter

ITG — Thu, 23 Jun 2011 09:39:27 +0000

Concept Release on Equity Market Structure

ITG — Wed, 21 Apr 2010 09:38:43 +0000

Rule 15c3-5, Risk Management Controls for Brokers or Dealers with Market

ITG — Mon, 29 Mar 2010 09:37:54 +0000

Rule 10b-18, Purchases of Certain Equity Securities by the Issuer and Others

ITG — Mon, 01 Mar 2010 10:37:05 +0000

Regulation of non-public trading interest

ITG — Mon, 22 Feb 2010 10:36:18 +0000

FINRA Rule 5320, Prohibition Against Trading Ahead of Customer Orders

ITG — Tue, 12 Jan 2010 10:34:45 +0000

Concept Release on Measures to Improve Disclosure of Mutual Fund Transaction Costs (34-48952; File No. S7-29-03)

ITG — Thu, 26 Feb 2004 20:21:54 +0000

ITG shares many of the concerns expressed in the Concept Release regarding enhancing disclosure of certain implicit and explicit transaction costs borne by mutual funds. However, ITG believes that best execution is a process, not a price, and undue focus on certain implicit costs could dilute this important tenet of Commission policy. Moreover, ITG is concerned that SEC efforts to standardize measures of transaction cost disclosure could affect trading of Fund investment advisers to achieve the lowest standardized cost for disclosure purposes rather than focus on other objectives that could benefit Fund shareholders.