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Investment Protection Principles
Merrill Lynch & Co., Inc. and then New York State Attorney General Eliot Spitzer entered into an agreement in May 2002, in which Merrill Lynch agreed to adopt certain principles in the conduct of its investment banking business (the "Investment Protection Principles"). Many institutional investors have requested broker dealers to indicate whether they meet the principles as outlined in the agreement.
Please be advised that ITG Inc. and its affiliates 1) do not provide investment banking services and; 2) do not provide investment research services. Accordingly, ITG and its affiliates do not create a conflict of interest that the Investment Protection Principles were designed to address.