ITG Compliance^® enables you to centrally manage global portfolio compliance activity across all phases of the investment process, security types, and compliance directives.

With real-time, pre-trade compliance checks, you can avoid potential violations of ownership thresholds or other trading restrictions prior to execution. And by using our end-of-day capabilities, you can automate the process of determining daily compliance status across a wide range of investments, funds, and mandates.

Key Benefits

• Build and apply rules easily—The solution includes a global rules library, “natural language” rule-building facility, and “drag and drop” capabilities to apply rules to portfolios or accounts.
• Make informed investment decisions—Portfolio Managers can analyze the compliance impact of a proposed portfolio change quickly and effectively.
• Resolve exceptions quickly—All relevant data required for research is presented through drill-down capabilities and links to embedded supporting documentation.
• Demonstrate “affirmative compliance”—Going beyond exception-based systems, ITG Compliance maintains your state of compliance for all rule evaluations, pass or fail.
• Respond efficiently to requests—Historical data can be quickly compiled and easily accessed online to satisfy common requests from regulators and auditors.
• Perform complex real-time calculations—Not only does ITG Compliance adhere to simple restriction rules, it helps to minimize potential losses by protecting managers from excessive style drift, insufficient diversification, and credit exposure.