Compliance

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

ITG Inc. is a member in good-standing with FINRA, the Financial Industry Regulatory Authority, Inc. The main FINRA telephone number is (301) 590-6500 and the website address is www.finra.org.

SECURITIES INVESTOR PROTECTION CORPORATION

ITG Inc. is a member of Securities Investor Protection Corporation (“SIPC”). The SIPC telephone number is (202) 371-8300 and the website address is www.sipc.org

CUSTOMER COMPLAINTS SHOULD BE DIRECTED TO THE FOLLOWING:

ITG Inc.
Attn: Thomas D. Shpetner
One Liberty Plaza, 5th Floor
New York, NY 10006

Compliance Department (212) 588-4090