- ITG’s Policy for NYSE Extreme Market Volatility
- ITG’s Policy Regarding: Circuit Breaker Halts
- The SEC’s Rule 201: The Alternative Uptick Rule
- The SEC’s Rule 204
- Regulatory Information for the United States
- Regulatory Information for Europe
- Regulatory Information for Canada
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
ITG Inc. is a member in good-standing with FINRA, the Financial Industry Regulatory Authority, Inc. The main FINRA telephone number is (301) 590-6500 and the website address is www.finra.org.
SECURITIES INVESTOR PROTECTION CORPORATION
ITG Inc. is a member of Securities Investor Protection Corporation (“SIPC”). The SIPC telephone number is (202) 371-8300 and the website address is www.sipc.org
CUSTOMER COMPLAINTS SHOULD BE DIRECTED TO THE FOLLOWING:
Attn: Thomas D. Shpetner
One Liberty Plaza, 5th Floor
New York, NY 10006
Compliance Department (212) 588-4090