Regulatory Information for Canada

Securities products and services provided to Canadian investors are offered by ITG Canada Corp. member of the Investment Industry Regulatory Organization of Canada (www.IIROC.ca) and the Canadian Investor Protection Fund (www.CIPF.ca). ITG Canada Corp. is registered as an Investment Dealer in the provinces of Ontario, Quebec, British Columbia, Alberta, Saskatchewan, Manitoba, New Brunswick and Nova Scotia. ITG Canada Corp. is an affiliate of Investment Technology Group, Inc.

TriAct® Canada Marketplace LP (TriAct), Member of the Investment Industry Regulatory Organization of Canada Inc. (“IIROC”) & Canadian Investor Protection Fund (CIPF). All rights reserved. TriAct is registered as an Investment Dealer in the provinces of Ontario and Alberta, and exempt from registration as a dealer in the Provinces of Quebec, British Columbia, Saskatchewan, Manitoba, New Brunswick, Nova Scotia, Newfoundland and Labrador. TriAct is a subsidiary of ITG Canada Corp.