Regulatory Disclosures

Virtu Global Disclosures & Regulatory Reporting Virtu Operating Business Subsidiaries Virtu Customer Privacy Notice Virtu Financial Ireland Limited Virtu ITG Asia Pacific Regulatory Disclosures Virtu Canada Corp. Regulatory Disclosures Virtu Canada Corp. Accessibility Virtu Europe Trading Limited Regulatory Disclosures Virtu ITG UK Limited Email Disclosure and Disclaimers Virtu Financial Singapore Pte Ltd and Virtu ITG …

FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.

Virtu Americas LLC is a member of FINRA, the Financial Industry Regulatory Authority, Inc. The main FINRA telephone number is (301) 590-6500 and the website address is www.finra.org.

SECURITIES INVESTOR PROTECTION CORPORATION

Virtu Americas LLC is a member of Securities Investor Protection Corporation (“SIPC”). The SIPC telephone number is (202) 371-8300 and the website address is www.sipc.org

CUSTOMER COMPLAINTS SHOULD BE DIRECTED TO THE FOLLOWING:

Matthew Levine
Chief Compliance Officer
Virtu Financial, Inc.
1633 Broadway
41st Floor
New York, NY 10019

Email: mlevine@virtu.com

Virtu Global Disclosures & Regulatory Reporting

Virtu Operating Business Subsidiaries

Virtu Customer Privacy Notice

Virtu Financial Ireland Limited

Introduction

Virtu Financial Ireland Limited (“VFIL”) is a limited company registered in Ireland (No. 471719). The registered office of VFIL is North Dock One, Fifth Floor, 91-92 North Wall Quay, Dublin 1, Ireland, D01 H7V7. Directors C. McCreavy (Irish), D. McGeough (Irish), D. Carbery (Irish), D. Furlong (Irish), A. Foley (Irish) M. Nestor (Irish) and J. Molluso (American). VFIL is authorised and regulated by the Central Bank of Ireland.

Execution Policy
Authorised Signatory List

Authorised Signatory List will be provided on request to legal-eu@virtu.com

Virtu Financial, Inc. SEC Filings
Financial Statements

Will be provided on request to legal-eu@virtu.com

Pillar 3 Disclosure
VFSI RTS 27 Execution Quality Disclosures
RTS 28 Best Execution Disclosures
UK Modern Slavery Act Statement
VFSI Commercial Policy

Virtu ITG Asia Pacific Regulatory Disclosures

POSIT Guidelines Hong Kong
POSIT Information Australia
Execution Policy

Virtu Canada Corp. Regulatory Disclosures

Introduction

Securities products and services provided to Canadian investors are offered by Virtu Canada Corp., member of the Canadian Investment Regulatory Organization (www.ciro.ca) and the Canadian Investor Protection Fund (www.CIPF.ca).

Virtu Canada Corp. is an Investment Dealer registered with the securities regulatory authorities in every province and territory in Canada.

Best Execution and Order Handling Disclosure
Complaint Handling
Conflicts of Interest Disclosure
Disclosure of Related Registrants
Trade-Matching Statement
Disclosure Statements for Futures and Options

Virtu Canada Corp. Accessibility

Virtu Europe Trading Limited Regulatory Disclosures

Introduction

Virtu Europe Trading Limited (“VETL”) is a limited company registered in Ireland (No. 283940) with a share capital of £50,000,000). The registered office of VETL is North Dock One, Fifth Floor, 91-92 North Wall Quay, Dublin 1, Ireland, D01 H7V7. Directors G. O'Brien (Irish), G. Fitzpatrick (Irish), R. Boardman (British), D. Furlong (Irish,) C. Mac Curtain (Irish), M. Lyons (Irish) and J. Molluso (American). VETL is authorised and regulated by the Central Bank of Ireland. VETL operates POSIT®, the multilateral trading facility. VETL operates a branch in London, England (No. BR017810) which is authorised and regulated by the Financial Conduct Authority (FRN: 987714). The nature and extent of consumer protections may differ from those for firms based in the UK. VETL operates a MiFID branch in Paris, France (No. 480281609) which is registered with the Banque de France. The registered office of the VETL London branch is Ropemaker Place, 25 Ropemaker Street, London EC2Y 9LY, United Kingdom. The registered office of the VETL French Branch is 25 rue du 4 Septembre, 75002, Paris, France.

POSIT MTF Rules
POSIT MTF Participant Manual
POSIT MTF Market Notice
POSIT MTF Universe file
POSIT MTF Guidance
POSIT MTF Fees
POSIT MTF FIX and Connectivity Guidance
POSIT MTF Outage Plan
POSIT RFQ Rules of Engagement
Virtu Europe Trading Limited Order Execution Policy
Virtu Europe Trading Limited Pillar III Disclosures
RTS 27 Disclosure
RTS 28 Disclosure
UK Modern Slavery Statement
UK Tax Strategy Statement
MiFID Financial Instruments Risk
MiFID II Costs and Charges

Virtu ITG UK Limited

Introduction

Virtu ITG UK Limited (“VIUK”) is a limited company registered in England No. 03791083). The registered office of this company is Ropemaker Place, 25 Ropemaker Street, London EC2Y 9LY, United Kingdom. Directors J. Holland (British), R. Boardman (British) D. Carbery (Irish), C. Ham (British), D. Furlong (Irish), J. Molluso (American) and M. Roberts (British). VIUK operates POSIT UK®, the multilateral trading facility. VIUK is authorised and regulated by the Financial Conduct Authority (FRN: 572389).

POSIT MTF UK User Guide
POSIT MTF UK Fix and Connectivity Guide
POSIT MTF UK Rulebook
POSIT MTF UK Participant Manual
POSIT UK MTF Universe File
UK Modern Slavery Act Statement

Email Disclosure and Disclaimers

Email Disclosure and Disclaimers

This message, and any attachments, is for use only by the intended recipients. This communication may contain information that is confidential, constitutes attorney work product, is privileged, or otherwise protected from disclosure. If you have received this message in error, Virtu requests that you notify us immediately, and that you immediately delete and do not review, copy, retain, or disseminate the message or its attachments.

Securities products and services are offered by the following subsidiaries of Virtu Financial Inc.  In the U.S. by Virtu Americas LLC, member FINRA and SIPC; in Canada by Virtu ITG Canada Corp., member IIROC and CIPF; in Europe by Virtu ITG Europe Limited and by Virtu Financial Ireland limited, each are authorised and regulated by the Central Bank of Ireland; in Asia by Virtu ITG Hong Kong Limited, Virtu ITG Singapore Pte Limited, and Virtu ITG Australia Limited.

Canadian Recipients: Virtu believes that it has your implied consent to receive electronic communications as you are either an existing client of Virtu ITG Canada Corp., or its affiliates, or your email address was made available to Virtu.  However, if you wish to stop receiving electronic communications from Virtu, please click here to register your request:  please click here.  Please note that we may not be able to accommodate this request for existing clients, where Virtu is required under securities laws or any other applicable regulations to send certain electronic communications related to your account.

Virtu Financial Singapore Pte Ltd and Virtu ITG Singapore Pte Ltd

Data Privacy Request

Top